scope of digital asset business currently covers only digital asset exchange, digital asset broker and digital asset dealer. Therefore, the SEC Board views it appropriate to add digital asset advisory

personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The

ลงทุนในต่างประเทศมากขึ้น  ซึ่ง ธปท. ได้พิจารณาอนุญาตแล้วก.ล.ต. จึงจะออกหลักเกณฑ์กำหนดให้ตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า (derivatives broker) ต้องมีระบบงานรองรับการให้บริการแก่ผู้ลงทุนรายย่อยที่ลงทุนใน

? futures trading orders through an account linked to him at another broker for his personal gain.  This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of

Mr. Tanawat Sutuntivorakoon Mr. Tanawat Sutuntivorakoon, a Chief Executive Officer of a digital asset broker called Bitazza Company Limited (''Bitazza'') at the time of the

. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of Section 9 and the third paragraph of

and Exchange Commission No. KorKhor. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of

สินทรัพย์ ดิจิทัล (DA custodial wallet provider) และการให้บริการ wallet ของลูกค้า https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=767 ร่างประกาศเกี่ยวกับการกำกับดูแลผู้ให้บริการกระเป๋า สินทรัพย์ ดิจิทัล

specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/RoyalEnactment/enactment

, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents