Grande Asset Hotels and Property Public Company Limited (GRAND), the issuer of GRAND257A, GRAND257B, GRAND259B, GRAND259A, GRAND25OB, GRAND25OA and GRAND25DA bonds, will electronically convene the
debentures of CISSA company limited No. 1/2020 due 2025 with the issuer’s right of early redemption. Daol Securities (Thailand) Public Company Limited is the bondholders’ representative. The e
Bangkok, May 28, 2013 ? According to company news, Demco Plc will seek its shareholders? approval to acquire 5,263,158 newly issued shares of a wind farm developer--Wind Energy Holding Co., Ltd. (WEH
instance, fund management may be outsourced up to 20% of AUM of each asset management company and must be clearly disclose in the prospectus. In case of private fund management, consent of the client is
December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
investment consultant of Krungsri Securities Public Company Limited (Krungsri Securities) and Apple Wealth Securities Public Company Limited as well as Onjira Yuwadee, a securities investment consultant and
(under a Co-Management Contract pursuant to the SEC Notification : Approval of Co-Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) 7. That the TRIS
Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 1 July 2006) 13. Report/Form (Notification of Securities and Exchange Commission
Commission) Form 104-1/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 1 July 2006) 13. Report/Form