required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8251 SEC to
risks. Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations
that NAUTIC has the accounting value and the fair value below zero may be a reason to suspect that NAUTIC may lack the capability to continue business operation in the long run; (3) It is unnecessary
assets – to apply for an exemption of business restrictions specifically for securities and derivatives businesses, on the condition that they can demonstrate sufficient liquidity to continue normal
million. In addition, the company may be subject to risks that the transaction may have a material impact on the company, in that the company may not have sufficient funds, the operating results and
sufficient information before making decisions to trade EARTH shares during the temporary trading period on 1 July 2019 as allowed by the SET, the SEC views it necessary to disclose the information above
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
efficiency and facilitate fundraising and investment activities in order to create long term well-being for Thais.SEC Secretary-General Rapee Sucharitakul said: ?We have achieved the intended outcome for 2018
the product and receive sufficient information before making investment decision. Intermediaries must comply with know your customer/client due diligent rule and request investors to take suitability
carefully study the information, exercise their rights to protect their own benefits, and seek clarification or explanation from the company directors and executives so as to have sufficient information for