specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
sentiment driving the SET index and trading values to soar. The securities companies will be required to strictly and cautiously exercise their KYC/CDD and review of client credit line practices, especially
top 50 SET-listed shares and top 5 mai- listed shares will be removed, respectively. Furthermore, listing of any shares on the Turnover List will result in listing of warrants on those shares, as well
market auditor and determine a six-year period during which her applications for such approval will not be accepted. Since her previous approval had already expired on 4 August 2025, the SEC has set a
stocks and mutual funds to digital assets like cryptocurrency – as well as impersonations of various organizations including the SEC, the SET and listed companies, etc. We have also found solicitations
. They sold the securities and settled all of the derivatives contracts after the companies disclosed their financial statements through the SET Information Transmission System. 30/07/2019 agreed to
annual registration statement for the year 2012 (Form 56-1, 2012), and (4) the annual report for the year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The Bangkok South
financial statements for the year 2012 and the annual registration statement for the year 2012 (Form 56-1) to the SEC and the SET within the specified period. On March 26, 2014, the Bangkok South Criminal
เห็นด้วยเร่ืองกำรเรียกเก็บค่ำธรรมเนียมกำรจัดกำร 1 แห่ง และ ตลท. มีข้อสังเกตเกี่ยวกับกำรด ำเนินกำรเลิกกองทุน) 4. ประเด็นส าคัญ 4.1 ประเด็นท่ีส านักงานเห็นด้วยกับข้อเสนอและเห็นควรแก้ไข 1. กำรด ำเนินกำร
และ ตลท. อยู่ระหว่ำงศึกษำควำมเป็นไปได้ในกำรจัดให้มี กำรจัดเก็บข้อมูลลูกค้ำในฐำนข้อมูลกลำง (e-KYC pool) เพื่อส่งเสริมโครงสร้ำงพื้นฐำนที่ช่วยลดต้นทุนของ ทั้งระบบ เป็นต้น _____________________________ ขอ