guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense. The consultation paper
Promotional Token (FPT) and Orientum Plus (ORTP) by Cloud Horizon Limited(7) Xenium (XENM) by Veritas Mining Company SEC hereby notifies that the seven products above are not on the list
securities which come with high application fees and do not answer the need of business operators who wish to provide specific services. The SEC has therefore revised the Ministerial Regulation on Securities
prohibited except in the form of deposit with commercial bank(s). In this regard, digital asset business operators and the clients may agree on an interest rate not exceeding the actual rate the business
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
be collected from certain types of transactions that are currently not subject to any fee. In addition, the rates of fee should be easily applied under the principle of ease of doing business, for
information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27
who want to trade in stocks, mutual funds or futures contracts. Investors who open investment accounts through NDID do not need to re-authenticate. Therefore, they can start their investment faster
of such SPVs; (2) Revising the amount or value of the investment to be more flexible by allowing it to be at least 80 percent of the whole project or not less than 500 million baht
future application for approval as capital market business personnel will not be accepted until the recovation period ends. _______________________ * An investment consultant for