เดียวกับที่กำหนดตามตาราง ที่ 6 : อัตราความเสี่ยง specific risk ของตราสารหนี้ และเทียบเท่า (หน้า 17/29 ของคำอธิบายประกอบ การคำนวณ NC) 2) กรณีบริษัทหลักทรัพย์เป็นผู้ขาย เนื่องจากบริษัทหลักทรัพย์หยุดรับรู้
established under specific laws or any legal entity licensed to undertake finance or commercial banking business. “electronic data” means statements that are created, sent, received, stored or processed through
specific laws or any legal entity licensed to undertake finance or commercial banking business. “electronic data”1 means statements that are created, sent, received, stored or processed through electronic
, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions established under specific laws or
. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific period of time
that amount. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific
initial margin up to the original amount within the specific period of time. If the investor is unable to do so, the derivatives broker will close out the derivatives position of the investor. However the
) a finance company; (c) a securities company; (d) a securities depository center ; (e) a financial institution established under specific law. (2) a contract on an appointment of an agent to undertake
company; (d) a securities depository center; (e) a financial institution established under specific law. (2) a contract on an appointment of an agent to undertake custody of clients’ assets shall be made in