:*Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 1/2565 Re: Reduction of Application Fee for Approval of Auditors in the Capital Market dated 14 January 2022.  

: duangkamol@sec.or.th, pitchal@sec.or.th, or nuchanat@sec.or.th. The public hearing ends on 19 May 2022. _______________________Remarks: * The Notification of the Securities and Exchange

providers. Currently, the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses is being revised to

-effective manner with input from all relevant stakeholders.** As per Article 59 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Office of the SEC No. Sor Jor. 38/2561 Re

Stock Exchange of Thailand (SET) information systems.The SEC is currently in the process of investigating into the commission of offenses under the SEA, in cooperation with the DSI, ECD, and AMLO

  Mr. Ephyro Luis B. Amatong, Commissioner, Securities and Exchange Commission (SEC), Philippines และมีนายโกสินทร์ พึงโสภณ ผู้เชี่ยวชาญภาคการเงิน ADB เป็นผู้ดำเนินรายการบุคคลในภาพ : - นางสาวรื่นวดี

of the Ministry of Natural Resources and Environment, Securities and Exchange Commission, and Stock Exchange of Thailand, with the pilot period of 2 months from May to June 2020. There were 10

invested in listed securities on the Stock Exchange of Thailand and the Market for Alternative Investment (MAI);(2)    Investors are permitted to deduct an actual investment amount, but not exceed

Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to

such action. Athit’s acts are liable to operating securities business without license in contravention of Section 90, which is subject to the penalties under Section 289 of the Securities and Exchange