Company and the shareholders and it will mitigate the risk of business operation. - 16 - 11. Opinion of the Audit Committee and/or the director(s) of the Company which is different from the Board of
. Opinion of the Audit Committee and/or the director(s) of the Company which is different from the Board of Directors’ opinion under Clause 12 None of the directors and/or the Audit Committee had a different
of Directors and Audit Committee The Board of Directors and the 3-member Audit Committee took the view that this transaction is reasonable because the transaction will enhance the stability of CAZ and
including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the unit responsible for custody of private fund assets
): □ (1) Organization structure of the applicant including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the
investment management operations and related functions to be complied with all applicable legal and regulatory requirements, a clear annual audit plan and procedures for control and audit in which compliance
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...
prevent leakage of information among work units and personnel, risk management, operational management, and internal audit and internal control are put in place, so as to efficiently accommodate the
prevent conflicts of interests, a system to prevent leakage of information among work units and personnel, risk management, operational management, and internal audit and internal control are put in place