transaction, the total size of transactions during the past 6 months does not exceed 15% of CPNAs assets. 3. Concerning the establishment of CPNAs subsidiary as the REIT Manager after the conversion from CPNRF
__________________________________________________ _____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the
__________________________________________________ _____________________________________________________________________ Page 7 of 7 Form 35 – foreign ETF 2. I/We am/are not currently being subject to any suspension or revocation order or action by
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc EDITED not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of
/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities
/Documents/ca/Documents/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date