} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
from SCB Securities Co., Ltd. that {A} frequently failed to record her clients' securities trading orders. She then admitted that when orders had been executed completely from many of her clients, she
investment consultant of Asia Plus Securities Plc. Following the report of Capital Nomura Securities Plc., the SEC probed into {A} case and found that he failed to record the client's securities trading
Non-listed Company Profile สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 22:31 VINYTHAI PUBLIC COMPANY LIMITED ที่ตั้ง: Finanacial Statements ( 151 record(s) found) Name
according to the value of Partial Business Transfer and also to prepare and/or submit any application and/or document to the related authorities. However, after Partial Business Transfer, the Company will
shareholders meeting to consider approving the disposition of shares from connected persons. The details of the transaction are described in the attached document. This transaction is connected transaction due
GROUP PUBLIC COMPANY LIMITED Disclosure Business News ( 15 record(s) found) Date Time Heading Link 07/03/2022 08:13 To inform the BOD's meeting 2/22 :the acquisition of shares in NBC Next Vision Co., Ltd
subsidiary did not appraised realization values of the machinery and plants of YNP and its subsidiary and also did not record the allowance for impairment of assets in line with the generally accepted
error port without record and evidence of clients? trading orders. Meaunchit admitted that a number of clients had contacted her through mobile. Meaunchit?s actions were deemed trading securities for