Committee has resolved to instruct SEC to impose civil sanction whereby Kitti and Kongpat must pay a separate civil penalty, compensate for the benefits received from committing the offenses, and reimburse

Woraphant, Preeya and Sasipas whereby the three offenders must pay a separate civil penalty, compensate for the benefits received from committing the offenses and reimburse for the investigative expenses

had to pay redundant expenses without the knowledge of the undisclosed information of such conflicts of interest, both before and after investing in such foreign funds;                (3)  failing to

business acquisition agreement is signed, W has to pay an additional deposit of 40 million baht, resulting in the total deposit of 140 million baht or 32.8 percent of the acquisition value. This is deemed a

business acquisition agreement is signed, W must pay an additional deposit of 40 million baht, resulting in the total deposit of 140 million baht or 32.8 percent of the acquisition value. This is deemed a

pay interest, constituting an offense. The Investment Committee is considered to have the prohibited characteristics to act as personnel in the capital market business.** The SEC has suspended Mr

number of the transferor. Later, Sakkarin prepared a withdrawal slip and used 319,953 baht to pay for a securities purchase in another client's account and deposited the remaining amount of the withdrawn

such sanction; however, they refused to pay the civil penalty. Consequently, the SEC forwarded the case for the public attorney to bring a further legal action in the Civil Court. In this regard, a

and to pay a  sales distribution fee at the rate of 1.5 percent of the sales of GSTEL to the Mahachai Group.  The agreement also provides that most products from the manufacturing process must be

a statement of consent to the civil sanction and fully paid a civil penalty of 500,000 baht*. The other six offenders made an appointment to make a statement of consent to pay a separate civil penalty