making of investors. For example, company does not disclose information that affects financial position or does not submit financial statements or financial statements are incorrect** and will fall into

TMB Bank Public Company Limited (TMB). According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa

products that connect the capital markets of Thailand with the CLMV (consisting of Cambodia, Laos, Myanmar and Vietnam) and ASEAN countries which will make the Thai capital market more attractive

disclose such information in a video format to better respond to investors? changing behaviors and to ensure that investors would have necessary information for making investment decisions.According to the

SEC Deputy Secretary-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party

example, an IPO to cornerstone investors must not contain any agreement or contract that would render material benefits specifically to cornerstone investors for the disadvantage of other subscribers. This

to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a

Directors had resolved to approve that EARTH underwent a business rehabilitation process.  The SEC, then, had a question regarding the existence and status of the increase debt of THB 26,000 million

’ assets.SEC has planned to revise regulations on capital requirement for the digital asset business operators who can access into or transfer customers’ assets so that such operators hold the required

Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish