liable for SSNL’s failure to disclose the accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose

make a tender offer in Form 247-3 and (2) a report on the result of the tender offer in form 247-6-Khor to the SEC Office within the period Specified in the notification. SEC Act S.247 in conjunction

Mr. Pete Bodharamik On February 20, 2015. Mr. Pete Bodharamik acquires 4,400,000 JAS shares in Mrs. Saowanit Thanomsuwan’s securities trading account (nominee)which causes him to make a tender

complying with the required rules, conditions, and procedures. Specifically, CPT Holding submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

required rules, conditions, and procedures. Specifically, Saishin Energy LLC. submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

required rules, conditions, and procedures. Specifically, Real DC Co., Ltd. submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

Mr. Sathit Roongwatanapak Mr. Sathit Roongwatanapak filed an inaccurate tender offer report (Form 247-4) of Asset Bright Public Company Limited (ABC) shares on September 30, 2013. The Form 247-4 was

into the case and found that {A} submitted trading orders for EIC securities on the client's behalf, during the period of tender offer launched by such client.  In so doing, {A} failed to inform the

the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group

SEC Search Search From : Home > Search > Search Results search: Public Information System SEC_News ( 44 ) Tender Offer Documents ( 24 ) Enforcement ( 20 ) Laws / Regulations ( 2 ) Sitemap Law and