, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in

accordance with the relevant regulations of the home country and additional requirements specified in the MoU. A Hong Kong fund to be offered through licensed intermediaries in Thailand under HK-TH MRF is

means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks.    Therefore, the SEC

the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks

, the SEC and relevant agencies have jointly drafted single form templates as follows: (1) entry form (e.g., an application form) for gathering fundamental information before an intermediary can provide

market regulators and relevant organizations from more than 140 member countries around the world.     _______________________

technological change. SEC then proposes to amend processes related to the takeover regulations such as canceling hardcopy document submission, according to this consultation paper. The relevant reports can be

the public and all relevant stakeholders regarding the principles to amend these two Acts as follows: (1) broadening the channels for business operators to disclose financial statement information and

successfully in the long run is a business matter that investors should study further along with relevant significant information to support their decision-making. Studying research papers on the target

published relevant documents regarding public hearing at SEC website: www.sec.or.th/hearing. Any interested parties can submit their comments and concerns via the website, via fax 0-2263-9509, or via e-mail