underwriting which is not limited to debt securities or investment units, mutual fund management and private fund management. “Office” means the Office of the Securities and Exchange Commission. Clause 2. The
Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services 06/02/2008 01/03/2008 4. Notification of the Office of the
. Notification of the Securities and Exchange Commission KorKhor 2/2548 Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing
. Notification of Capital Market Supervisory Board 63/2552 Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis) 03/08/2009 01
Commission 03/08/2009 01/09/2009 4. Notification of the Office of the Securities and Exchange Commission Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing
Investment Units (Synopsis) 03/08/2009 01/09/2009 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand SEC Help Center 1207