this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to the provisions of this Notification until notifications, orders and circular letters issued
Derivatives Business dated 3 August 2009 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to
Re: Custody of Clients’ Assets by Securities Companies dated 4 January 2000 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they
Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to the provisions of this Notification, until orders and circulars issued under or prescribing guidelines
, including the record date, of the Extraordinary General Meeting of Shareholders No. 1/2020 as necessary and appropriate to the extent permitted by applicable laws. Please be advised accordingly. Yours
caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into appraisal in risk management
securities are fully exercised x 100 Total number of voting rights of the business1 and 2 8 Example: ■ Company A Plc (“Company A”) has 1 million voting rights of the total paid-up share capital and a total of
. Total voting rights of shares held x 100 The total number of voting rights of the business1 Total voting rights of shares acquired if convertible securities are fully exercised x 100 Total number of
% decrease compared to 2 0 1 7 . The Company is fully aware of the situations and impacts and already formulated new strategies and marketing plans since August 2018 to tackle the problems with affected