characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
and Exchange Commission No. Kor Thor 19/2561 Re: Rules, Conditions and Procedures for Undertaking of Digital Asset Businesses dated 3 July 2018: Clause 16/1 A derivatives business operator shall have
with digital economy. “The Future of Fundraising: a new alternative fund for SMEs and startups,” by the representatives from venture capital, crowdfunding portal operator, the SMEs that successfully
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
Finance and meet the SEC requirements regarding, for example, having adequate capital and putting in place measures to appropriately address cybersecurity issues. The approved operator must also conduct
frauds with considerable loss of money. In case of any doubts, investors should contact the business operator or the “SEC Help Center” via telephone hotline 1207, SEC Facebook page or SEC Live Chat on
violation of Clauses 20(1) and 20(5) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis
;claim กับ fund operator ในต่างประเทศได้ด้วย อย่างไรก็ตาม หากปรากฏข้อเท็จจริงว่า กองทุนรวมต่างประเทศนั้นไม่มีการออกใบหน่วยของกองทุน หรือ statement และออก
, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “ intermediary ” means: (1) a derivative business operator in
, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “intermediary” means: (1) a derivative business operator in