List of Fund Managers Past performance at specific periods (% per annum) Benchmarks: YTD 3 months 6 months 1 year Fund This ASEAN CIS is authorised or approved (as the case may be) and under the

Duration List of Fund Managers Past performance at specific periods (% per annum) YTD 3 months 6 months 1 year Benchmarks: Fund Benchmarks Peer group average Fund standard deviation Benchmark standard

includes (a) the Issuer’s directors, (b) key executives, and (c) any other such equivalent person as directors, managers or persons holding the four highest positions on the management level below the

managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers which shall be submitted prior to the appointment

managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers which shall be submitted prior to the appointment

the following documents relating to its fund managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers

Examination Prepared by Foreign Audit Regulators. Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant (if any) - 7) Certified Public Accountant in Foreign Countries Licence Original: 0

signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations, the

understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations

ลูกค้าที่อยู่ภายใต้การดูแลรักษาของผู้ประกอบธุรกิจ (13)  การให้ความร่วมมือกับหน่วยงานกำกับดูแล (relations with regulators) ผู้ประกอบธุรกิจต้องให้ความร่วม