renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
that all information provided in this application and its attachments are true and correct. Full name as per Passport Signature Date signed (DD/MM/YYYY) Fast Track ISQC1 Paragraph 12 Network – A larger
arrange for the customer to borrow securities only from or through the central securities depository, provided that the reasons of necessity prescribed by a Notification of the Office has been given. Clause
shall borrow securities or arrange for the customer to borrow securities only from or through the central securities depository, provided that the reasons of necessity prescribed by a Notification of the
system ” means the electronic data interchange provided by the SEC Office for filing reports of securities company to the SEC Office. Clause 3 This Notification shall apply to securities companies which
asset business operation.The next topic is “Knowing Us.” Under this topic, a checklist is provided for investors https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8361 < > > <
of digital asset business license of Zipmex Co., Ltd https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10590 SEC warns the public and investors to be cautious with the services provided by