สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้รับรางวัลบูธสวยงามยอดเยี่ยม Best Design Excellence Award ประเภทพื้นที่ขนาด 200 - 220 ตารางเมตร โดยนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วย
laws and regulations, in which they are required to maintain the specified qualifications at all times during their business undertakings and to be fit and proper for provision of services for the best
“Cybersecurity Incident Playbook: Priorities & Best Practices”, which will be graced by the presences of honorable speakers from private sector and SEC Assistant Secretary-General Kumpol Sontanarat will give
regulatory frameworks on disclosure of interim financial information to ensure that such information will best benefit investors in terms of information adequacy, accuracy and timely availability. The
diverse nature of the PF business, and maintain standards and quality of the business for the best interest of clients. The SEC conducted an initial hearing on the principles for amending the PF rules in
to cornerstone investors whereby the underwriter would not be allowed to be a cornerstone investor of the underwritten securities to protect the best interest of investors.The consultation paper is
) ซักซ้อมความเข้าใจ เรื่อง Liquidity Management Tools : LMTs โดยนายพรพงศ์ ศักดาพัฒน์ ผู้ช่วยผู้อำนวยการ ฝ่ายนโยบายธุรกิจจัดการลงทุน (2) Best Practice การป้องกันและติดตามกรณีผิดนัดส่งมอบหลักทรัพย์ โดย
instructed JAS to rectify those financial statements by recognizing the provision based on the best estimate of the expenditure required to settle the present obligation by taking into account factors such as
Bangkok, 9 August 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing custody of clients? assets by intermediaries to ensure investors? best interest.The guiding
investors? best interest. This regulatory revision is part of the SEC?s three-year strategic plan to improve the overall market ecosystem regarding capital market product governance. The key points of