executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided
in capital market industry” means personnel in securities and derivatives businesses; (3) “personnel in securities business” means any person who performs duties for the benefit of the securities
ข้อมูลซื้อขายรายวัน จากกลุ่มตลาดหลักทรัพย์ ลูกค้า/Trader ฐานภารกิจของรัฐ (Public Tasks) การพิจารณาเรื่องร้องเรียน การตรวจสอบ สืบสวน สอบสวน การดำเนินการทางปกครอง และการดำเนินการใดๆ ตามภารกิจของสำนักงานเพื่อ
securities business operating or derivatives business to intermediaries . Clause 8 Intermediaries shall carry out the following tasks at least once each year: (1) Testing and reviewing of business continuity
Committee and/or Managing Director which in the level of Senior Executive Vice President up shall be authorized to perform various tasks related to the allocation and offering of newly issued ordinary shares
and support for directors, executives or persons responsible for the operation of IEC to perform duties dishonestly, misappropriate the company's assets and seek wrongful gains, causing damage to IEC
Bangkok, 17 March 2017 ? The SEC has launched the Corporate Governance Code 2017 (CG Code) as a guideline for boards of directors of listed companies in performing their duties and leadership role to
such as rights and duties of each shareholder and details of management and administration of the company by the board of directors and the shareholders. In this regard, the Company anticipate that the
/ACT-SEA1992-AMENDED.PDF act-sea2016-no5.pdf , legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of the