, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “intermediary” means: (1) a derivative business operator in
come into force as from 1 July 2014. Notified this 2nd day of June 2014. - Signature - (Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market
. Clause 11 This Notification shall come into force from 1 January 2018. Notified this 21st day of October 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission
a reference to the definitions of the terms, “institutional investor” or “high net worth investor,” as the case may be, in this Notification. Clause 8 This Notification shall come into force as from
definitions of the terms, “institutional investor” or “high net worth investor,” as the case may be, in this Notification. Clause 8 This Notification shall come into force as from 16 February 2017. Notified
this Notification from the SEC Office. In this regard, such person is granted an exemption for the licensing fee under this Notification. Clause 10 This Notification shall come into force as from 1 May
shall come into force as from 1 May 2011. Notified this 28th day of April 2011. -signature- (Mr. Vijit Supinit) Chairman Securities and Exchange Commission