Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary 13/08/2015 16/09/2015   Notification of the Office of the Securities and Exchange Commission   Sor Thor. 35/2557

. 68/2558 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary 13/08/2015 16/09/2015   Notification

- 3210 of 3,262 results Sort by: Relevance Date (Newest) Date (Oldest) 6324se.pdf entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client, an intermediary shall

, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment

who has at least 50 million baht in total assets or 4 million baht in annual income or 10 million baht investment in securities , the amount of which can be combined with spouse?s) , or (ii) a juristic

, Chairman of TBA said ?TBA is well aware of intermediary?s roles to promote saving and investment to uplift a standard of living and build a stable life. With over 6,600 bank branches nationwide,  the

Bangkok, January 4, 2012 ? The SEC announced today the Strategic Plan 2012 accentuating the capital market?s role as a key driver of economic growth and regional leadership in preparation for the

: (1) “bond” means a secured bond, an unsecured bond, a convertible bond, a structured note or a subordinated bond, whether or not the issuer provides a bond holder representative; (2) “secured bond

8.0548 THB per MYR on November 24 Company. The exchange rate is referred to the Bank of Thailand. After the transaction’s completion, CRSB will hold NDR’s ordinary shares for 20.31% of paid representative

will hold NDR’s ordinary shares for 20.31% of paid representative, Mr. Dato’ Marco Low Peng Kiat ( transaction equals to 510,920,000 THB more than 20,000,000THB and more than 3% of net tangible assets