and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory

amendments are expected to enhance flexibility and industry adjustment to the fast changing market environment;3. Supervision of Mutual Fund Management: The mutual fund governance structure would be revised to

หุ้นระยะยาว และกองทุนรวมเพื่อการเลี้ยงชีพ      (2) เป็นกองทุนรวมที่กำหนดเงินลงทุนขั้นต่ำไม่เกิน 1,000 บาท (สามารถยื่นแก้ไขโครงการฯ ในเรื่องดังกล่าว ได้ด้วยวิธีแบบ fast track

the minutes of the 2019 Annual General Meeting of Shareholders Agenda item no. 2 To acknowledge the Board of Directors’ report on the Company’s operating results for 2019 Agenda item no. 3 To consider

following actions with respect to risk management: (1) establish a written comprehensive risk management policy framework that covers all risk areas, with approval of its board of directors or the working

นระบบ digital IPO ของตลาดหลกัทรัพยฯ์ ส่วนกรณี PO แบบ fast track ใหย้ืน่แบบ filing ตามวธีิการท่ีก าหนดในขอ้ 5(2) ของประกาศปัจจุบนั ซ่ึงก าหนดวา่ “(2) กรณีเป็นการเสนอขายหุน้กรณีอ่ืนใดนอกจากกรณีตาม (1) หรือ

(3) Receipt of application submitted via post after business hour or on holidays, such submission should be deemed received in the next working day, provided that date and time of receiving shall be

demonstrate to the SEC Office that such person has rectified the cause, work system, management structure and operating control, which caused such person to have the characteristics under Clause 18/1(1) or (2

benefits to be received by the Company, i.e. using the proceeds derived from the offering for working capital for its business, increasing the liquidity and supporting the Company’s expansion of its core

within the same working day the cause of amendment found and must record the reason for each amendment. Clause 14. A securities company shall provide an inspection of the client’s assets under its custody