oversight to strengthen investor protection mechanisms digital token holders.The SEC has therefore amended the regulations governing supervision of real estate -backed ICO, as part of the short-term
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to
implementation with company boards of directors, executives and major shareholders. Institutional investors will be a key driver to promote such implementation, while supervision of financial advisors will be
includes self-assessment under the standards of IOSCO (International Organization of Securities Commissions) to ensure that the Thai capital market supervision is in line with international standards
trading orders outside the intermediary’s offices every calendar year, which has the details of venues, dates, time, and scope of services. Such report shall be kept at the intermediary’s head office for at
establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries, having obtained
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
well as to approve the appointment, transfer and dismissal of the head of the internal audit unit or any other units responsible for the internal audit. - Review the risk assessment and risk management