) Secretary-General Investment Adviser Supervision Department Tel: 0-2263-6071 Fax: 0-2263-6332 Encl: Guidelines for renewal of approval for investor contacts Cc: Chairman, Association of Securities Companies
application for approval to the Office together with the following document evidence: (1) scope of services provided during the hours and days applied for. (2) monitoring and supervision plan to be use during
ประกอบธุรกิจและสามารถแข่งขันได้ดียิ่งขึ้น และเป็นไปตามแนวโน้มการกำกับดูแลสถาบันการเงินแบบรวมกลุ่ม (consolidated supervision) ของธนาคารแห่งประเทศไทยอีกด้วย
flexibility in business operation as well as greater competitiveness, and in line with the trend towards consolidated supervision of financial institutions of the Bank of Thailand.
, and in line with the trend towards consolidated supervision of financial institutions of the Bank of Thailand.
ETF operator are subject to supervision of foreign regulator which is a member of International Organization of Securities Commissions (IOSCO); (2) having objective to create return for unit holders
that the supervision of the securities registrar shall be efficient. It is therefore necessary to issue this Notification.
application. b. Please mark an X in the appropriate box corresponding to your answer c. Send completed and signed forms to - Accounting Supervision Department The Securities and Exchange Commission, Thailand
innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets , SEC must closely monitor and supervise digital asset https