The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 08/04/2011
Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 03/05/2011
Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 11/05/2011
. Kanitta Sahak Alekyan (8) Mrs. Prachitra Voranavin | Date of submission of the Statement of Intention : 07/06/2022
. Kanitta Sahak Alekyan (8) Mrs. Prachitra Voranavin | Date of submission of the Statement of Intention : 21/06/2022
. Kanitta Sahak Alekyan (8) Mrs. Prachitra Voranavin | Date of submission of the Statement of Intention : 04/07/2022
. Kanitta Sahak Alekyan (8) Mrs. Prachitra Voranavin | Date of submission of the Statement of Intention : 06/07/2022
. Kanitta Sahak Alekyan (8) Mrs. Prachitra Voranavin | Date of submission of the Statement of Intention : 08/07/2022