positions while his capital market investment consultant status was also suspended, effective from September 6, 2014. Three capital market investment consultants, namely {B}, {C} and {D} as well as a
version) CAPITAL NOMURA SECURITIES PUBLIC COMPANY LIMITED Finanacial Statements ( 3 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2019 Company
investigation process. In addition, the administrative expenses had been increased as a result of a provision and an amortization of non-refundable deposits amounting to Baht 42.73 million due to the cancellation
the disapproved debt to equity conversion in the Extraordinary General Meeting number 1/2017, the company now has financial status according to the third quarter of 2017 financial statements as D/E
the share manipulation, and the SEC suspended her investor contact status for two years. (3) {C}, then vice president - securities trading at KTB Securities Co., Ltd., provided a client's trading
), date of birth, citizenship, sex, marital status, father’s name/mother’s name, (former) titles, (former) surnames, and name of spouse, etc. Contact information: Information for contact purposes, including
make a provision for bad debt amounted to 15.2 mil. baht. Further investigation to determine the actual loss is under way. 2) Exchange loss amounted to 5.3 mil. baht incurred from the foreign currency
(SETLink) by 19 December 2024. Earlier, the SEC filed a criminal complaint against former directors and executives of NUSA with the Department of Special Investigation (DSI)* for colluding to dishonestly
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval