” means all legislations in relation to anti-money laundering, including ministerial regulations, notifications, rules, regulations, and other subsidiary legislations; (7) “Industry Association Guidelines
account opening process. In this regard, the procedure should be in accordance with the guidelines of the Office Re: Rules, Conditions and Procedures for Risk Management System to Prevent Money Laundering
of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply effectively with
3. Notification of the Office of the Securities and Exchange Commission 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business (Codefied) 08/03/2006 16/04/2006
) Standards / Principles / Guidelines ASEAN https://www.sec.or.th/TH/Pages/LAWANDREGULATIONS/RESOURCECENTER-GREENBOND.aspx Thai Resource Center - Laws & Regulations (unofficial) - Electrical Grids
ENG THAI (unofficial) Standards / Principles / Guidelines ASEAN https://www.sec.or.th/TH/Pages/LAWANDREGULATIONS/RESOURCECENTER-GREENBOND.aspx Thai Resource Center - Laws & Regulations
Grids & Storage ENG THAI (unofficial) - Agriculture ENG THAI (unofficial) Standards / Principles / Guidelines ASEAN https://www.sec.or.th/TH
principles and guidelines for policy making, from investment decision-making to close monitoring of invested companies. Fund managers can also contribute by improving monitoring measures or teaming up with
Investor Code Working Group, which comprises the representatives from the SEC and the AIMC, is preparing the Code to be used as a framework for laying out policies and guidelines for operating business based
website at this link: https://www.led.go.th/th/views/?runno=82 The JKN bondholders can access the supplementary documents and filing guidelines for the debt repayment request on the Legal Execution