“สัญญาว่าจ้างที่ปรึกษาโครงการศึกษาแนวทางการให้ความช่วยเหลือแก่ผู้ลงทุนในตลาดหลักทรัพย์ในการดำเนินคดีแบบกลุ่ม (Class Action)” ระหว่างสมาคมส่งเสริมผู้ลงทุนไทย โดยนายเก่งกล้า รักเผ่าพันธ์ นายกสมาคมส่งเสริม

การสัมมนาในครั้งนี้ ได้จัดขึ้นเพื่อให้ความรู้ในเรื่อง class action ซึ่ง ก.ล.ต. ดำเนินการมาอย่างต่อเนื่อง ตั้งแต่ปี 2563 โดยร่วมมือกับสภาทนายความ ในพระบรมราชูปถัมภ์ (สภาทนายความฯ) มีเป้าหมายเพื่อเผย

creditors were allowed to take assets out of EARTH and use those assets to take legal action against EARTH, constituting an offense of committing an act in order to prevent creditors from receiving full or

clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the

client had ordered to sell 50,000 shares at 19 baht per share on February 25, 2014 but {A} instead submitted the selling orders for 49,000 shares at 17.50 baht per share. {A} admitted doing such action

Bangkok, August 20, 2013 ?Finance Minister Kittiratt Na-Ranong appointed Sopavadee Lertmanuschai as a financial expert member of the SEC Board, in replacement of Benja Louichareon who resigned

performing any action in violation of law.The SEC probe into the case and found that the four investment consultants, responsible for securities trading accounts of overseas brokers (omnibus account

a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share

provide securities trading service to the account owner or submit trading orders of the written authorized persons action were deemed failure to perform duties which were in violation of the Notification of

decisions on the clients? behalf were misconduct while Monta?s action was failure to perform her duty in compliance with the company?s rules*. The SEC, therefore, sanctioned the said four persons by