To enhance clarity and consistency with the current business practices of the private sector, the SEC has issued regulations revising the characteristics of “bills” deemed as “securities,” which
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering
policy to promote integration of sustainability factors into business operations. As SLB practices abroad continue to evolve, the SEC is proposing to amend the SLB regulations to enhance flexibility
business operation after the offering. Furthermore, the SEC has proposed a revision to the timeline for submitting financial statements for the six-month period and the annual financial statements of the
necessary information for investment decisions. Besides, the related business operators may not be under the SEC's supervision, and the digital tokens may not be supported by any secondary market and lack
retirees, debt management as well as awareness on financial crimes. Furthermore, advice on running business for those in need for more revenue will be provided while information on volunteer jobs will also
or registration from the SEC, which is a violation of the Derivatives Act B.E. 2546 (2003), Section 16. The said violation is subject to sanctions under Section 125 of an imprisonment up to three years
corporate fund raising through bond issuance. The project will provide the business operators interesting in bond issuance with a forum to exchange views and experiences with institutional investors and for
Registration Statement and Draft Prospectus ______________________________ By virtue of Section 77 of the Securities and Exchange Act, B.E. 2535 (1992), the SEC Office hereby issues the following regulations
. Clause 20 When an asset trustee temporarily ceases the registration, the asset trustee shall notify such cessation at least 7 business days before the first closing date of the registration to the Thai