from the date of acknowledgement of such misconduct. Clause 13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with
company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which the action take place
evidence relating to derivatives trading under the following rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date
rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date on which the advice is given or order is placed, as the
size in aggregate of 35.66 percent according to the calculation by the size of the total value of the consideration paid, (including transaction which takes place for 6 months earlier, which when
have a maximum size in aggregate of 35.66 percent according to the calculation by the size of the total value of the consideration paid, (including transaction which takes place for 6 months earlier
to be issued to the Company. Based on calculation of the transaction size, the transactions have a maximum size in aggregate of 42.86 percent according to the calculation by the size of the total value
directors’ compensation is required on an individual basis, while members of its administrative, supervisory or management bodies’ compensation is required on lump sum basis (aggregate amount). The standard
shares of Trans.Ad at the purchase price of Baht 110 per share or a total amount of Baht 9.90 Million in aggregate from the existing shareholders of Trans.Ad. 4. Type and Size of Transaction This
issued and outstanding shares of Trans. Ad at the purchase price of Baht 110 per share or a total amount of Baht 9. 90 Million in aggregate from the existing shareholders of Trans.Ad. 4. Type and Size of