regulations on suitability test aim for investor protection both in primary and secondary markets and standardize practices in offer for sale of all securities. By taking into account flexibility and
SEC-approved FA, listed companies? misunderstandings in regulations, particularly dilution effect calculation have been identified as a primary cause of those flaws, leading to revision of the
the meeting of capital market product development; including foreign companies? initial public offerings in Thailand (primary listing), foreign companies? secondary listing, depositary receipt (DR
revenue: The Group had total revenue in the 2nd quarter of 2020 amounting to Baht 232.0 million, a reduction of Baht 129.3 million or 35.8% compared to the same period last year. The primary reason is the
investors. SEC’s actions in this regard over the past months are as follows. 1. Fund mobilization on the primary market: In August 2019, SEC considered allowing limited companies to mobilize funds on
= 4.65 % 5. Details assets 5.1 Shareholder Structure in N Hospital Co.,Ltd Prior to Transaction 1. World Corporation Public Company Limited Numbers of stocks held 2,549,745 shares 33.33 % 2. Green Estate
executives, and staffs who are in relations to stocks and REIT underwriting deals, from selling them for a prescribed period of time after listing. This prohibition aims to prevent conflict of interest as the
information that is likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. 03/04/2023 agreed to comply with civil penalties determined by the Civil Penalty
Limited (COMAN) stocks. Their activities included driving the COMAN stock price upward and matching large-volume trading orders within the group, consequently misleading the public regarding the price or
) stocks. Their activities included driving the COMAN stock price upward and matching large-volume trading orders within the group, consequently misleading the public regarding the price or trading volumes