ลงทุน (credit risk) (ค) ควำมเส่ียงดำ้นกำรบริหำรสภำพคล่อง (liquidity risk) (ง) ควำมเส่ียงดำ้นกำรจดักำร (operational risk) (จ) ควำมเส่ียงจำกกำรท ำสัญญำท่ีไม่สำมำรถบงัคบัใชไ้ดต้ำมกฎหมำยจนท ำใหเ้กิด
instrumentality of a government; or a company, corporation, partnership, trust, estate, or association. similar product. product or transaction that has inherent credit risk. rated obligation. THE IOSCO CODE OF
through which the objectives of the company are set, and the means of attaining those objectives and monitoring performance are determined. (จาก G20/OECD Principles of Corporate Governance, 2015) คณะกรรมการ
equivalent to any of the above regardless of the title, and includes any person who has authorization under an agreement, whether fully or partially, to manage; “affiliate” means an affiliated company as
tokens to the public: The public offering of newly issued digital tokens shall be conducted by the issuer which is a limited company or public limited company only. The issuer shall submit a registration
issued by virtue of Section 117 of the Securities and Exchange Act B.E. 2535 (1992) ; (2) units of a foreign collective investment scheme. Clause 37 To enable operational continuity of intermediary in
Clause 37 To enable operational continuity of intermediary in accordance with Clause 12(3) of the Notification on Standard Conduct of Business in case of providing service for acceptance of trading orders
. a government; political subdivision, agency, or instrumentality of a government; or a company, corporation, partnership, trust, estate, or association. similar product. product or transaction that has
ให้หรือได้รับบทวิเคราะห์หุ้น การให้หรือได้รับบริการค าปรึกษาผ่านนักวิเคราะห์ การไป company visit การให้หรือได้รับ software ท่ีช่วยในการวิเคราะห์สภาพตลาดหรือช่วยวิเคราะห์หลักทรัพย ์ การให้หรือได้รับ