delighted that we laid a firm foundation today for the stronger cooperation between the FSC and the SEC which celebrates its 20th anniversary of playing a vital role in the development of the Thai capital

are underestimated and (3) familiarity bias: making decision based on familiarity such as investing in the firm for which the investor is working. As the regulator, the SEC has put more weight on

% respectively, while international business grew at 7.3% at constant FX. Q4’19 Revenue from sales were at THB 6,621 million (+4.6% YoY). - Fit Fast Firm project (OSP’s cost saving program) successfully delivered

.pdf ethical.doc Relationships: Are there any business relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint

brokerage firm stating that {C} sent trading orders through client's account without evidence of trading orders from client. The SEC investigated on the case and found that there were trading orders in

individuals are banned from engaging in or associating with any securities or derivatives business firm and their registrations with the SEC as securities business personnel have been revoked.  The findings in

investment in open-ended fund. 3. Cost of service decreased 5,244,224 baht compared to the same period of the last year mainly from the decrease of personnel costs such as salary and incentive. 4

suspension order has been lifted; (2) in calculating the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual funds and the number of

and profit from short-term investment in open-ended fund. 3. Cost of service decreased 3,299,832 baht compared to the same period of the last year mainly from the decrease of personnel costs such as

the future for SUTG to not perform well and make great negative effect to financial of Hydrotek a lot. Normally Hydrotek is EPC for landfill and open dumping projects whereas SUTG have specialize in RDF