purchases an investment unit of the mutual fund under management of the mutual fund management company.” Clause 2. The provision in Clause 14 of the Notification of the Office of the Securities and Exchange
following regulations: Clause 1. The provision in Clause 13 of the Notification of the Office of the Securities and Exchange Commission No. SorNor. 29/2549 Re: Acts that may Create Conflicts of Interest on
neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory
Notified Date Effective Date 1. Notification of Capital Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business 20/07/2020 16/08/2020 2. Notification of the Securities
cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the Office of the Securities
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange
markets. The draft notification also specifies the details of the service agreements, for example, the provision on receiving client orders, where the business operators and the clients can agree on the