company shall clearly determine the method and procedure for amending the trading transaction of the client in writing. Moreover, securities company shall monitor the amended transaction of the client does
. Clause 21. A securities company shall clearly determine the method and procedure for amending the trading transaction of the client in writing. Moreover, securities company shall monitor the amended
• infrastructure fund, infrastructure trust ที่ไม่ได้เสนอขายต่อผู้ลงทุนเปน็การทั่วไป (3) กระบวนกำรติดตำมตรวจสอบกำรติดต่อและให้บริกำร ได้แก่ (3.1) self-monitoring (เช่น call-back client, mystery shopping) ภายหลัง การ
) ...................................................................................... 11 2.2.4 การติดตามและประเมินผู้ให้บริการ (Monitor).................................................................................. 15 2.2.5 การยกเลิกหรือสิ้นสุดการใช้บริการ (Exit
swiftly and thoroughly help crisis- hit borrowers, especially via debt restructuring. Close monitoring has been undertaken to ensure that borrowers have sufficient capital funds and liquidity to continue
shall monitor and supervise its personnel, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the
and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel
shall continue to monitor and / or cooperate with the Company until the relevant registration is completed, including but not limited to the registration of the license agreement once the patent has been
regard, the Seller shall continue to monitor and / or cooperate with the Company until the relevant registration is completed, including but not limited to the registration of the license agreement once
importance of strengthening capital to be in accordance with the Basel regulatory reforms. Close monitoring and consideration of the relevant criteria and impacts have been jointly undertaken with the Bank of