intermediary during the same suspension period. The SEC's inspection of these cases was proceeded with KBANK's cooperation. Since the incidents, KBANK has specified that only approved investment consultants are
. Besides, investors were prone to searching for yields while securities companies and commercial banks acting as an intermediary for offering of such debt securities provided insufficient information for
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor 3/2555 Re: Granting of Approval for Intermediary Personnel as Investment Analyst and Investment Consultant dated 18 January 2012
interested parties are invited to submit comments via the SEC website or by email at hathaiphat@sec.or.th or ekarit@sec.or.th (for licensing of intermediary businesses) or at nopnol@sec.or.th, patima
, 2021, to May 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, kept and maintained digital assets http://market.sec.or.th/public/idisc/en/Enforce Settlement
, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, kept and maintained digital assets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2
Company Limited During May 8, 2022, to July 20, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy http://market.sec.or.th
, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2