TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry   15/09/2010 01/10/2010 8. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor 87/2552

(Synopsis)   17/01/2005 01/03/2005 3. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry   15/09/2010 01/10/2010 4

baht compared to the same period of the last year mainly from the decrease of personnel costs such as salary and incentive. 4. Administration expenses decreased 682,181 baht compared to the same period

3rd quarter year 2019 from THB 152 million to THB 137 million compared to the same period last year or decreased by 10% mainly due to decrease in personnel expenses and other expenses. Financial Cost

personnel costs such as salary and incentive. 4. Administration expenses increased 1,377,601 baht compared to the same period of the last year mainly from expenses related to IPO of the Company’s new shares

Manager Business >> Executives of asset management companies and personnel in asset management business   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

(Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed

/ Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered

of Prohibited Characteristics _______________ (Translation) -3- Part 1 Prohibited Characteristics _______________ Clause 3 Personnel in capital market industry shall not possess any prohibited https

/News_Detail.aspx?SECID=9721 SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market