. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives
suspension period ends in two years, five months and seven days. In considering the appropriate administrative sanction, the SEC takes into account the following factors: the involvement and behavior of the
opinion on the following: 1. entering into transaction with a connected person; and 2. waiver from mandatory tender offer by using the resolution of the shareholders’ meeting (Whitewash), in case there are
The CIG board approved the purchase of ordinary shares in OW from Mr. Alex Loo Liat Wah at a purchase price of 180 baht per share, totaling 435 million baht, representing 24.17% of OW’s total issued
authorized directors and managers: Requiring DA operators to appoint a person with at least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized
approached nor was approached by any person interested in acquiring the company, and that he was unaware of any proposal for business takeover, while in fact a group of new investors had already expressed an
CIS Operator ) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person
Operator) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS
securities business in the category of the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person