/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer By virtue of Section 6, Section 9 and the third paragraph of Section 16 of the
misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified
is a financial institution established under other laws and licensed to undertake securities business as prescribed by Section 111 of the Securities and Exchange Act B.E. 2535 (1992); 2. it is the
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