ลักษณะตามที่กำหนดใน Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to
guideline for the benefit of compliance with requirements under this Notification. In case of having complied with such guideline, it shall be deemed that the intermediary has already complied with the
of compliance with requirements under this Notification. In case of having complied with such guideline, it shall be deemed that the intermediary has already complied with the requirements under this
the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling (such as fixed income funds, money
Maximum of 500 characters of information shall be provided on the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds
of information shall be provided on the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling
. TorChor. 7/2552 (2009) Re: Acting in Concert as a result of the Nature of a Relationship or Behaviour and Requirements under Sections 246 and 247 (including the amendments thereof). As a result, the
Notification of the Capital Market Supervisory Board No. TorChor. 7/2552 (2009) Re: Acting in Concert as a result of the Nature of a Relationship or Behaviour and Requirements under Sections 246 and 247
approval due to the financial advisor’s failure to meet the requirements under Clause 5(3), (4) (a), (b) or (c) or (5) (a) or (c), the SEC Office may prescribe a period or conditions for accepting a