ALPHAX’s failure to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering of new shares to
comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering of new shares to
to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering of new
ALPHAX’s failure to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering of new shares to
ERX Company Limited On April 25, 2025, May 31, 2025 and June 28, 2025, ERX Company Limited ("ERX") as a digital asset exchange, failed to comply with the rules, conditions and procedures as
Merkle Capital Co., Ltd. From March 1, 2022 to April 21, 2025, Merkle Capital Co., Ltd. ("Merkle") as a digital asset fund manager, failed to comply with the rules, conditions and
interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s rules governing trading by executives and employees. SEC Act S.283 Settlement Committee
Bitazza Company Limited During May 25, 2025 – September 18, 2025, Bitazza Company Limited (''Bitazza''), a digital asset broker, failed to comply with the rules, conditions and