) practicality between the intermediary and the client in accordance with laws, relevant Notifications and procedure set by the intermediary itself. Clause 27 An intermediary shall arrange the evidence of [i
and operating control, which has caused the foreign entity to have the characteristics under Clause 15(1) and (2). Clause 17 A foreign entity who submits an application for approval shall arrange a
investors’ information. If the mutual fund is a trigger fund, details of the disbursement of fees shall be disclosed in the remark section, such as: • The management company will collect a management fee for
2003. (Translation) -3- Clause 2.3 In providing investment advisory service, the investment advisory company shall at least undertake to act as follows; provided that if it intends to arrange a mutual
details of the outsourcing clearly in the details of the mutual fund project, or obtain a written consent from a client who is a private fund or a provident fund, as the case may be; (2) arrange a report on
applicant shall arrange a financial advisor, whose name appears in the SEC Office’s approved list, to jointly prepare an information in a notice calling for shareholder’s meeting in conforming to Clause 12
other payables. These were done as preparations for coming future developments. The Group were also able to collect deposits and advances received from customers from the current 35 available projects