Type of securities : Common share | Effective Date : 06/06/2016 | Close Selling Date : 10/06/2016

Type of securities : Common share | Effective Date : 22/06/2016 | Close Selling Date : 28/06/2016

Type of securities : Common share | Effective Date : 30/06/2016 | Close Selling Date : 06/07/2016

Type of securities : Common share | Effective Date : 13/07/2016 | Close Selling Date : 21/07/2016

Type of securities : Common share | Effective Date : 14/07/2016 | Close Selling Date : 22/07/2016

Type of securities : Common share | Effective Date : 19/08/2016 | Close Selling Date : 24/08/2016

Type of securities : Common share | Effective Date : 22/08/2016 | Close Selling Date : 26/08/2016

Type of securities : Common share | Effective Date : 29/08/2016 | Close Selling Date : 09/09/2016

for the computer operation such as procedure for open-close system, procedure for assessment, procedure for monitoring the operation system effectiveness and compliance schedule etc. and modify

financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk