to have a variety of investment options and risk diversification appropriate for their investment objectives. For investment made via Thai business operators, investors will be given advices on foreign
analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and
services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal
value the issue of human rights and be able to integrate human rights into their business operations as appropriate. SEC anticipates that listed companies will be ready to disclose information
passed a resolution approving the principles thereof. This proposal aims to ensure appropriate supervision of digital asset businesses, and prevention of misuse of digital assets as a tool to commit
aims to standardize the SEC regulations in line with the changing situations to ensure that only necessary regulations are issued and enforcement is effective. In any case, appropriate investor
of Section 317/11 of the Securities and Exchange Act. The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of
SEC, therefore, filed a criminal complaint against the offenders to the Department of Special Investigation (DSI), in order to take appropriate legal action. This criminal offense may result in
ensure clear and transparent supervision of digital asset transactions and precise and appropriate implementation of such regulations. The public consultation on the draft regulations with stakeholders
relevant regulations to ensure clarity and appropriate implementation of the Decree. Public consultation on the draft regulations with stakeholders from all sectors will begin this week. The public is