Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By virtue of Clause

TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the

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จ า รณาของฝ่ายพฒันากฎเกณฑเ์ม่ือวนัท่ี .......................................... Notification of the Capital Market Supervisory Board No. Tor Thor. 34/2556 Re: Repeal of the Notifications related to

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e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   37/2540

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e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   9/2549    01/03/2006

- ร่าง - (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Notification of Guidelines