. Between 4 January 2019 and 5 September 2019, Mr. Anurak placed purchasing and selling orders of ABT ADA BSV CVC GNT IOST JFIN KNC LINK LTC MANA OMG SNT USDT WAN XLM ZIL to match with each other which misled
authorized the company to increase the investment proportion in the ordinary shares of Pattaya Manufacturing Co., Ltd. (PMC) by purchasing the 627,000 ordinary shares in an amount not exceeding Baht 93 million
Panacee, and (6) Mrs. Chomsuda Rungruangnavarat, an authorized director of the company purchasing the NUSA condominium units, assisted persons under (1) – (4) in committing the offenses. The SEC’s findings
. Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining Approval and Granting to Perform Trust Business ___________________________________ By virtue of
, which shall be held within a specified period, and in any case, shall not be later than one hundred and twenty days as from the date of obtaining the license and the registration as an association related
Board TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and
associated with the delay of the Project has been disclosed to the shareholders prior to obtaining the approval of the renovation Project. As a result, the construction delays further impacted the available
capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of
) Extending the time period for commencing the operation of the business from 180 days to 270 days from the date of obtaining the license. Under the proposed rule, the licensee could apply for an extension of