regarding HRDD policies and implementation in business. The event took place on 4 September 2024, in Bangkok.This workshop series consists of three sessions, categorized by industry sectors. This session
Following a client’s complaint and SEC’s further investigation, it was found that during 20-27 September 2018 {A}, as investment consultant of the client, failed to inform the client of the
September 2020. _________________________ Note: The definition of high net worth investor is available at: http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1
to accommodate issuance of appropriate supervisory guidelines. In addition, SEC will officially launch the One-Stop-Service Center on 1 September 2020 to give more convenience for securities and
ends on 21 September 2020. ______________________
September 2020. ___________________________
of the implementation of DLT to support the Thai Capital Market Digital Infrastructure initiative . The initiative, spearheaded by the SEC, was officially launched on 3rd September 2019 to increase
?SECID=739 Stakeholders and interested parties are welcome to send comments or suggestions via the website or email: korakot@sec.or.th and thitika@sec.or.th. The public hearing will end on 22 September
Companies and Derivatives Intermediaries dated 6 September 2013.** According to the Electronic Transactions Development Agency (ETDA)’s recommendation on Digital Identity Guideline for Thailand
nuchanat@sec.or.th or kittinee@sec.or.th. The public hearing ends on 30 September 2019.____________________