for controlling and monitoring the compliance with the policy and measures set in place; (c) operational system promptly for operation of derivatives business in the category to be commenced; (d) human
the action take place. However, in the case where there is a complaint on the advise, trading instruction or negotiation and the case of the complaint has not yet been finished within such period, the
the clients for at least three month from the date which the action take place. However, in the case where there is a complaint on the advise, trading instruction or negotiation and the case of the
COMPANY LIMITED RHOM BHO PROPERTY PUBLIC COMPANY LIMITED RICH SPORT PUBLIC COMPANY LIMITED RICHY PLACE 2002 PUBLIC COMPANY LIMITED RIGHT TUNNELLING PUBLIC COMPANY LIMITED ROBINSON DEPARTMENT STORE PUBLIC
COMPANY LIMITED RHOM BHO PROPERTY PUBLIC COMPANY LIMITED RICH SPORT PUBLIC COMPANY LIMITED RICHY PLACE 2002 PUBLIC COMPANY LIMITED RIGHT TUNNELLING PUBLIC COMPANY LIMITED ROBINSON DEPARTMENT STORE PUBLIC
COMPANY LIMITED RHOM BHO PROPERTY PUBLIC COMPANY LIMITED RICH SPORT PUBLIC COMPANY LIMITED RICHY PLACE 2002 PUBLIC COMPANY LIMITED RIGHT TUNNELLING PUBLIC COMPANY LIMITED ROBINSON DEPARTMENT STORE PUBLIC
COMPANY LIMITED RHOM BHO PROPERTY PUBLIC COMPANY LIMITED RICH SPORT PUBLIC COMPANY LIMITED RICHY PLACE 2002 PUBLIC COMPANY LIMITED RIGHT TUNNELLING PUBLIC COMPANY LIMITED ROBINSON DEPARTMENT STORE PUBLIC
COMPANY LIMITED RHOM BHO PROPERTY PUBLIC COMPANY LIMITED RICH SPORT PUBLIC COMPANY LIMITED RICHY PLACE 2002 PUBLIC COMPANY LIMITED RIGHT TUNNELLING PUBLIC COMPANY LIMITED ROBINSON DEPARTMENT STORE PUBLIC
COMPANY LIMITED RHOM BHO PROPERTY PUBLIC COMPANY LIMITED RICH SPORT PUBLIC COMPANY LIMITED RICHY PLACE 2002 PUBLIC COMPANY LIMITED RIGHT TUNNELLING PUBLIC COMPANY LIMITED ROBINSON DEPARTMENT STORE PUBLIC
portfolio in which case the securities underwriter perform duty as market maker for an ETF fund, provided that such securities underwriter has put in place a system for prevention of conflicts of interest